Disclosures

J Naveen

SEBI Registered Research Analyst, Registration No. INH200008592

Disclosures

The particulars given in this Disclosures have been prepared in accordance with SEBI (Research Analyst) Regulations, 2014.

The purpose of this Disclosure is to provide essential information about the Research and recommendation Services in a manner to assist and enable the perspective client in making an informed decision for engaging in Research and recommendation services before investing.

For the purpose of this Disclosures, Research Analyst is Mr. J Naveen, (hereinafter referred as “Research Analyst”)

A. Descriptions about “Research Analyst”

    • History, Present business and Background

Research Analyst is registered with SEBI as Research Analyst with Registration No. INH200008592. The firm got its registration on Aug 04, 2021 and is engaged in research and recommendation Services

The focus of Research Analyst is to provide research and recommendations services to the clients. Analyst aligns its interests with those of the client and seeks to provide the best suited services.

    • Terms and conditions of Research and Recommendation Services

Terms and conditions of Research and Recommendation Services are detailed in the terms and conditions section. Please refer to the same for details.

    • Disciplinary history

No penalties / directions have been issued by SEBI under the SEBI Act or Regulations made there under against the Research Analyst relating to Research Analyst services.

There are no pending material litigations or legal proceedings, findings of inspections or investigations for which action has been taken or initiated by any regulatory authority against the Research Analyst or its employees.

Details of its associates

No associates

B. Disclosures with respect to Research and Recommendations Services

  • Research Analyst does not have any financial interest or actual / beneficial ownership in the securities recommended in his personal portfolio. Details of the same may be referred through the disclosures made at the time of advice.
  • Research Analyst or its associates or relatives have no actual / beneficial ownership of one percent or more securities of the subject company, at the end of the month immediately preceding the date of publication of the research report or date of the public appearance. 
  • Research Analyst or his associate or his relative, has no other material conflict of interest at the time of publication of the research report or at the time of public appearance. 
  • Research Analyst or his associate or his relative have no financial interest in the subject company.
  • There are no actual or potential conflicts of interest arising from any connection to or association with any issuer of products/ securities, including any material information or facts that might compromise its objectivity or independence in the carrying on of Research Analyst services. Such conflict of interest shall be disclosed to the client as and when they arise.
  • Research Analyst or its employee or its associates have not received any compensation from the subject company in past twelve months.
  • Research Analyst or its employee or its associates or its relative have no other material conflict of interest at the time of publication of research report or at the time of public appearance.
  • Research Analyst or its employee or its associates have not managed or co-managed the public offering of Subject Company in past twelve months.
  • Research Analyst or its employee or its associates have not received any compensation for investment banking or merchant banking or brokerage services from the subject company in past twelve months.
  • Research Analyst or its employee or its associates have not received any compensation for products or services other than above from the subject company in past twelve months.
  • Research Analyst or its employee or its associates have not received any compensation or other benefits from the Subject Company or third party in connection with the research report/ recommendation.
  • The subject company was not a client of Research Analyst or its employee or its associates during twelve months preceding the date of distribution of the research report and recommendation services provided.
  • Research Analyst or its employee or its associates has not served as an officer, director or employee of the subject company.
  • Research Analyst has not been engaged in market making activity of the subject company.

C Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

J Naveen

SEBI Registered Research Analyst
Registration No. INH200008592