Grievance Redressal Process

We believe that Client service is a vital element for sustained business growth and we want to ensure that our Clients receive exemplary service across different touch points. Prompt and efficient service is essential for retaining existing relationships and therefore Client satisfaction becomes critical to us, especially since we follow the Direct to Client model. Client queries and complaints constitute an important voice and this policy details grievance handling through a structured grievance redressal framework. Grievance redressal is supported by a review mechanism, to minimize the recurrence of similar issues in future. The Grievance Redressal policy follows the following principles:

The Research Analyst and employees work in good faith and without prejudice, towards the interests of the Clients. Grievance Redressal Mechanism Client’s queries / complaints may arise due to lack of understanding or a deficiency of service experienced by clients. Deficiency of service may include lack of explanation, clarifications, understanding which escalates into shortfalls in the expected delivery standards, either due to inadequacy of facilities available or through the attitude of staff towards client.

1. Clients can seek clarification to their query and are further entitled to make a complaint in writing, orally or telephonically. An email may be sent to the Research Analyst. Alternatively, the Client may call on 8904031216.

2. A letter may also be written with their query/complaint and posted at the below mentioned address: Flat No, B – 306, B Block, Pariwar Presidency, Next to Presidency School, Anugraha Layout, Ramanshree Enclave, Bilekahalli, BANGALORE, KARNATAKA, 560076. Clients can write to the Research Analyst at naveendave675@gmail.com. The client can expect a reply within 7 days of approaching the Research Analyst.

3. In case you are not satisfied with our response you can lodge your grievance with SEBI at http://scores.gov.in or you may also write to any of the offices of SEBI. For any queries, feedback or assistance, please contact SEBI office on toll free Helpline at 1800 22 7575/ 1800 266 7575.

Grievance Redressal / Escalation Matrix

Details of DesignationContact Person NameAddress where the physical address locationContact NoEmail IDWorking Hours when complainant can call
No 3060, 1st Floor, Mallikarjuna Nilaya, 9th main, 13th cross, Banashankari 2nd stage, BANGALORE, KARNATAKA, 560070J NaveenNo 3060, 1st Floor, Mallikarjuna Nilaya, 9th main, 13th cross, Banashankari 2nd stage, BANGALORE, KARNATAKA, 5600709731120668naveendave675@gmail.comMonday to
Friday
9:30 am to
6:30 pm
Head of Customer
Care
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Compliance Officersame as abovesame as abovesame as abovesame as abovesame as above
CEO same as abovesame as abovesame as abovesame as abovesame as above
Principal Officersame as abovesame as abovesame as abovesame as abovesame as above

Data for the month ending - November

Sr. No.Received fromPending at the end of last monthReceivedResolvedTotal PendingPending complaints > 3months
Average Resolution time (in days)
1Directly from Investors000000
2SEBI (SCORES)000000
3Other Sources (if any)1101120
Grand Total110000

Trend of monthly disposal of complaints

Sr. NoMonthCarried forward from previous monthReceivedResolvedPending
1May, 20250000
2April, 20250000
3March, 20250000

Trend of annual disposal of complaints

Sr. NoYearCarried forward from previous YearReceivedResolvedPending
12023-240321
22024-251001
32022-230110
Grand Total1321